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Zones
and Sectors in the City
by Bart Anderson
(also at http://cwo.com/~bart/essays/z_s_urban.htm)
Bart
Anderson is editor of Energy
Bulletin, a clearinghouse
for information about peak
oil and sustainability. Energy
Bulletin serves up more than
35,000 pageviews/day on weekdays
and has several thousand articles
in its archives. Bart is a
retired technical writer from
Hewlett Packard. Previously
he was a reporter, editor
and high school teacher. He
has a master's degree in communication
from Stanford University.
His interests include permaculture,
agriculture and the cultural
aspects of peak oil. He lives
in Palo Alto, California.
When
permaculture was developed
in the early 1970s, it emphasized
agriculture ("permanent
agriculture") and the
design of homesteads and small
farms.
Thirty
years later, conditions have
changed. The most urgent environmental
issues are what permaculturist
Tim Winton calls the "hydrocarbon
twins": global warming
and the end of cheap energy
(Peak Oil) (1) . Since both
conditions are caused by fossil
fuels, the pressing problem
is how to minimize their use.
Re-examining transportation
is key, since that sector
is the biggest consumer of
petroleum. According to the
New York Times, the transportation
sector "represents two-thirds
of all oil demand in the United
States and is solely accountable
for the growth of the nation's
oil thirst over the last three
decades" (2).
A
second emerging issue is the
destruction of local communities
and their replacement by a
globalized commercial culture.
Local communities are critical
buffers against rising energy
prices, economic dislocation
and dysfunctional national
governments. Their absence
puts us at risk.
Proposed
solutions are often so big
and general that we feel helpless.
What can one person do about
the Kyoto protocol? Large
economic interests dominate
the US government, so that
the recently passed Energy
Bill consists largely of handouts
to the fossil fuel industries
(3) . To this impasse, permaculture
brings a unique emphasis on
what can be done by individuals
and small groups, fostering
a sense of empowerment.
This
article describes how a classic
permaculture technique --
zone and sector analysis --
can be adapted to deal with
current problems.
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Zones
and Sectors
Zone
and sector planning is a design
tool for analyzing the site
of a homestead or small farm.
It suggests locations for activities
so they can be performed efficiently
and sustainably. The technique
is regularly covered in permaculture
texts and Permaculture Design
Courses (4) .
Zones
are usually pictured as six
concentric circles, ranging
from Zone 0 (home) to Zone 5
(unmanaged land). Structures,
plantings and activities are
located so that those frequently
visited are nearer home and
those seldom visited are farther
away. For example, intensive
gardening is set in Zone 1,
orchards in Zone 2 and crop
farming in Zone 3.
Bill
Mollison has an interesting
explanation for zones. In his
Permaculture Design Manual,
he notes that zones are a way
to manage "energies available
on site: people, machines, wastes,
and fuels of the family or society."
Later, as we extend the definition
of zones, we'll draw upon Mollison's
understanding of energy as the
principle underlying zones.
If
zones are for on-site energies,
sectors are a way to look at
natural or wild energies that
flow across the land. Such energies
include sun, wind and wildfires.
These energies come from outside
the site and pass through it.
Sectors can be pictured as wedges
in the concentric zones, though
their real configurations will
be different on different sites.
As
powerful as zone and sector
analysis is, I found it awkward
for planning our life on the
San Francisco Peninsula. This
is no surprise, since the technique
was originally developed for
a different purpose -- planning
homesteads in rural areas. The
homesteads depicted as examples
of zones and sectors would cost
$1 to $5 million in our area.
Our activities are not agricultural;
even small-scale gardening is
a challenge in the city.
And
yet there are billions of us city-dwellers
in the world. Any tool that enables
us to live more ecologically sane
lives would make a big difference. |
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Re-defining
Zones
The
first step in adapting zones
for a wider audience is to expand
the notion of the site. The
usual image of a permaculture
site is that of private property
owned by an individual, family
or small group attempting some
degree of self-sufficiency.
The reality for most people
is very different. The city-dweller
ranges over a much larger landscape,
exerting energy and obtaining
resources from properties owned
by different entities. An individual
may work on property owned by
a corporation, buy vegetables
from a farmers market (local
owners) and hike in publicly
owned parks.
Just
as zones can be used to minimize
distances traveled on a farm,
so they can be used to reduce
distances traveled in a metropolitan
area.
Instead
of defining zones by distance,
let's define them in terms of
energy expended. (Remember the
connection that Mollison drew
between zones and energy.) Since
the key variable in fuel usage
is the type of transportation,
we could define the zones as:
* Zone 0: Home.
* Zone 1: Walking distance
("pedosphere").
* Zone 2: Bicycling distance
("cyclosphere").
* Zone 3: Reachable by public
transportation or by a short
drive.
* Zone 4: Driving distance.
* Zone 5: Reachable only by
plane or other long-distance
transport.
Figure
1 shows the zones with their
new urban definitions.
Zones

Figure
1. Zones based on fossil-fuel
usage
Defining
the zones in this way emphasizes
the fact that motorized transport
burns fossil fuels and generates
greenhouse gases. Zones 0 to
2 (home, walking and cycling)
are environmentally benign;
Zone 6 (air travel) is an environmental
no-no (5) . |
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A
Tool for Awareness
To
apply the zones to your daily
life, make a zone map. Begin
by marking the locations of
your activities on a local map.
Sites would include the workplace,
stores, library, parks, family,
friends -- wherever one visits.
Frequency of visits can be indicated
with different colored pens.
Next,
outline the different zones
on the map. They won't be the
idealized concentric circles
of Figure 1, but will be of
irregular shapes, determined
by the particulars of your situation.
Walking and cycling may be bounded
by barriers such as freeways.
The zone reachable by mass transit
will follow the service corridors.
As
with any model, modify the categories
for your own case. Maybe you
don't bicycle or there's no
public transit. Or perhaps your
definition of cycling distance
is a 20-mile radius.
After
you've gone through this exercise,
you can transfer the information
to the simplified diagram of
concentric circles. A simplified
model can make it easier to
see patterns.
What
do you see? The diagram shows
how you're allocating your energy
-- your time and the fossil
fuels you use. The map is a
tool for awareness, so don't
be judgmental or in a rush to
make changes. |
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An
Energy Diet
Over
the years I've put myself on
an energy diet by changing jobs
and dropping commitments that
required long distance travel.
The result is shown in Figure
2; it's not perfect but it's
much better than it was five
years ago.
One person's zones and sectors

Figure 2. One person's
zones and sectors.
As
with dieting, I've found that
the most lasting changes happen
slowly as one gradually modifies
one's lifestyle. Draconian resolutions
to cut out all car travel don't
work -- it's like the starve-and-binge
routine that dieters experience.
Nor
does it help that American cities
and suburbs are designed for
cars, not people. Many stores
and essential services can only
be reached by car. Perhaps as
gas becomes more expensive,
people will turn away from cars
and the vision of cities on
a human-scale will come to pass;
the prophecies of Richard Register
and James Howard Kunstler will
be vindicated (6).
In
the meantime, there is much
that individuals can do in their
own lives. The big win would
be to move to a community that
IS designed for pedestrians
and cyclists. There are often
easy changes one can make, like
skipping vacation trips which
are long, expensive and stressful. |
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Mantra:
Go Local, Go Deep
About
traditional zones Bill Mollison
said, "The golden rule
is to develop the nearest area
first," and the same applies
here. Make full use of what
is in front of you, what is
local and available:
* Get involved with groups close
to home.
* Adapt tastes to what is available,
not what the media advertise.
* Do chores via the phone, Internet
or postal system.
* Explore the local ecosystems
and natural history.
* Try making what you need at
home (food or music for example).
I've
found that as I became involved
in local activities, my schedule
rapidly filled up. I no longer
had the urge to travel. I didn't
have the time!
Bicycles
deserve a note of their own.
With their unsurpassed efficiency,
bicycles will have an important
role to play in a low-energy
future (7). To make full use
of the possibilities, get hold
of the bicycle maps prepared
by cities, cycling clubs or
map companies. Find routes on
which you feel safe and comfortable
and learn the basics of safe
bicycling. For example, wear
bright cycling jackets and carry
lights and flashers for riding
at night. |
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Re-defining
Sectors
Translating
zones for an urban setting is
easy, but what about sectors?
What variable in the city corresponds
to the natural energies of sun,
wind and water?
The
underlying idea behind sectors
is that they map energies from
outside. They suggest ways to
adapt to those energies, such
as planting trees as windbreaks.
There
is a corresponding set of influences
in a metropolitan area -- something
that comes from outside and
determines how you use resources.
It's not a physical or biological
force, but a socio-economic
one: the ownership of property.
At
the most basic level, there
is the dichotomy between our
property and the property of
others. But as we consider actual
cases, we see that our relationships
to property are much more complex.
For example, we often make use
of property owned by family
members or by the community
as a whole. In fact, seven sectors
can be defined by type of ownership:
* Personal - the nuclear family
or household unit - ownership
or rental.
* Family and friends - informal
but strong relationships.
* Associations - clubs, churches,
volunteer groups, etc.
* Community - city, county,
state, federal.
* Local businesses - local retailers,
professionals, farmers and crafts
people.
* Mega-corporations - conglomerates,
chains, the Fortune 500, etc.
* Undefined - some resources
and lands have no clear ownership,
such as underpasses, vacant
lots, abandoned houses, rights-of-way,
etc.
If
we overlay the new concept of
sectors onto the zones, we get
the diagram in Figure 3.
Zones and Sectors

Figure 3. Zones and
Sectors.
With
the new model, you can continue
the mapping exercise from before.
Transfer the information from
the zone map into the appropriate
zone and sector, and you'll
see where you're spending your
life energy. Are you devoting
yourself to alien far-away institutions?
Is this how you want spend your
life?
If
you want to make changes, the
same guidelines hold true as
for reducing fuel use: a gradual
and non-judgmental approach
works best. You're fighting
the mainstream culture, so patience
is required. |
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Shields,
Deflectors and Collectors
An
intriguing set of possibilities
is suggested by Bill Mollison's
remarks on natural energies:
"Some factors we may invite
in to our homes... Some we may
exclude... Energies from outside
can be thought of as so many
arrows winging their way towards
the home, carrying both destructive
and beneficial energies; we
need to erect shields, deflectors,
or collectors."
In
other words, we need to think
deeply about the different sectors.
It's simplistic to label one
sector good and another bad.
The task is to understand the
nature of the sectors and to
develop complex relationships
with them. There's enough material
here for years of thought and
discussion. As a start, let
me offer these stray thoughts:
*The mega-corporations are the
most problematic sector in the
modern world. As the dominant
form of ownership, they control
the resources that flow in and
out of an area.
*Re-localization
is the banner cry of Peak Oil
activists such as the Post Carbon
Institute. They argue that in
a low-energy future, shipped
goods will become prohibitively
expensive as transportation
costs increase. If there is
widespread employment or an
undependable national government,
it is better to rely on local
institutions. This argument
for local production is echoed
by local food enthusiasts and
the food security movement (8).
*The "undefined" sector
is large in Third World countries,
where title to property may
be difficult to obtain. People
build homes, businesses and
gardens without clear land ownership,
and consequently live in a state
of insecurity, never knowing
if the result of all their work
will be taken away. Community
gardens often exist in a similar
state, with developers hungry
for land to build on. |
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Filling
in the Blanks
You
can use zones and sectors to
expand your awareness of resources
available in your area. Draw
a zone-and-sector diagram, then
fill in as many of the blanks
as you can with real or possible
resources. Figure 4 shows one
example.

Figure 4. Getting Ideas
from Zones and Sectors
This
exercise demonstrates that there
are many other ways to meet
needs besides personal ownership.
For example, in our area you
could spend hundreds of thousands
of dollars to buy a home with
a yard in which to garden. Or
you could get a plot at a community
garden. Another possibility
is gardening in the yard of
someone who wants a garden but
can't do it herself. Shops and
churches offer other opportunities. |
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Permaculture
in a Low-Energy Future
As
I write, the effects of Hurricane
Katrina on the supply of oil
and natural gas are yet to be
determined. Oil is topping $70
a barrel. No one can predict
when we will enter the period
of "sustainability with
teeth," as Richard Heinberg
puts it, but it may be soon
(9) .
When
that period comes, permaculture
will be in demand as never before.
Not only will the traditional
permaculture toolset be needed,
but also creative adaptations
of it.
Thanks
to Rick Valley and my PDC group
in Lost Valley, Oregon, for
their suggestions and support
during a presentation of an
early version of this model
in 2003.
Bart
Anderson has been a reporter,
high school teacher and technical
writer. He now gardens and writes
on sustainability and energy
issues. He is co-editor of Energy
Bulletin (http://energybulletin.net).
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Notes
Note
1 - "Preparing for Peak
Oil in the Northern Rivers"
talk by founder of The Permaforest
Trust, Tim Winton, on Thursday
the 19th of May 2005 at the
Byron Bay Community Centre.
[Australia]. Audio and slides
(PDF) are downloadable.
Note
2 - Mouwad, Jad and Wald, Matthew
L. "The Oil Uproar That
Isn't." New York Times.
July 12, 2005.
Note
3 - Energy Bulletin website:
US Energy & Roads Bills
Headlines - 12 August, 2005
http://energybulletin.net/7806.html
Note
4 - Zones and sector analysis
is covered in:
* Holmgren, David. Permaculture:
Principles & Pathways
Beyond Sustainability. 2002.
p.138-9.
* Mollison, Bill and Slay,
Reny Mia. Introduction to
Permaculture. 1991. p.9-14.
* Mollison, Bill. Permaculture:
A Designers' Manual. 1998.
p.49-55.
* Morrow, Rosemary. Earth
User's Guide to Permaculture.
1993. p.59-62.
* Quinney, John. "Designing
Sustainable Small Farms."
Mother Earth News. Issue 88
(July/August 1984). * Whitefield,
Patrick. The Earth Care Manual.
2004. p.27-8.
Note
5 - Asthana, Anushka and McKie,
Robin. "Rising number of
greens ditch cheap air travel."
The Observer. May 1, 2005. http://observer.guardian.co.uk/uk_news/story/0,6903,1474219,00.html
http://energybulletin.net/5822.html
Note
6 - Sites and articles on New
Urbanism and car-free cities:
* Richard Register. "Green
Cities and the End of the
Age of Oil." Common Ground.
June 2005. http://www.commongroundmag.com/2005/cg3206/greencities3206.html.
Also at http://energybulletin.net/8248.html
* Register, Richard. Ecocity
Builders website. http://www.ecocitybuilders.org/index.html
* Kunstler, James Howard.
Website. http://www.kunstler.com/
Note
7 - Illich. Ivan. Energy and
Equity. 1973. See especially
the chapter on "Degrees
of Self-Powered Mobility."
Available online at: http://www.cogsci.ed.ac.uk/~ira/illich/texts/energy_and_equity/
Note 8 - Some recent articles
on local food:
* Smith, Alisa and MacKinnon,
J.B. "Living on the Hundred-Mile
Diet," (ongoing series).
The Tyee ( http:/www.thetyee.ca/
).
The first three articles are
compiled at http://energybulletin.net/8138.html.
* Dundas, Zach. "Attack
of the $3 Tomato." Willamette
Week Online. August 17, 2005.
http://www.wweek.com/story.php?story=6633.
Note
9 - Heinberg, Richard. "Peak
Oil: Sustainability with Teeth."
Speech at the 2004 Peak Oil
Conference sponsored by Community
Solutions. Transcript at: http://energybulletin.net/3204.html
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